SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 4, 2001
MICROVISION, INC.
(Exact name of registrant as specified in its charter)
| Washington (State or other jurisdiction of incorporation) |
0-21221 (Commission File Number) |
91-1600822 (IRS Employer Identification No.) |
19910 North Creek Parkway Bothell, Washington (Address of Principal Executive Office) |
98011 (Zip Code) |
Registrant's telephone number, including area code: (425) 415-6847
Microvision, Inc. (the "Company") is offering 330,981 shares of the Company's common stock, no par value per share (the "Shares") for $11.33 per share and warrants exercisable for 49,646 shares of the Company's common stock at $14.62 per share. The shares and warrants are covered by the Company's Registration Statement on Form S-3 (the "Registration Statement") registration no. 333-69652. The purpose of this Current Report is to file the Placement Agent Agreement, the form of Warrant and the form of Stock Purchase Agreement.
Item 7. Financial Statements and Exhibits.
| 1.1 | Placement Agent Agreement between Microvision, Inc. and Ladenburg Thalmann & Co. Inc., dated October 4, 2001 | |
4.1 |
Form of Warrant |
|
5.1 |
Opinion on Legality |
|
10.1 |
Form of Stock Purchase Agreement |
|
23.1 |
Consent of Stoel Rives LLP (See Exhibit 5.1) |
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Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| MICROVISION, INC. | |||
By: |
/s/ Richard F. Rutkowski Richard F. Rutkowski President and Chief Executive Officer |
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Date: October 9, 2001 |
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